© Reuters. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission (SEC) is seen at their headquarters in Washington, D.C., U.S., May 12, 2021. REUTERS/Andrew Kelly/File Photo
NEW YORK (Reuters) – The U.S. Securities and Exchange Commission (SEC) said on Thursday it has charged a former BlackRock (NYSE:) Advisors, LLC portfolio manager for failing to disclose a conflict of interest.
Randy Robertson, who did not admit or deny the SEC’s findings, agreed to a $250,000 penalty, a censure and a cease-and-desist order, the SEC said in a statement.
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